Douglas Heffernan

Doug Heffernan solves employee benefits and executive compensation challenges for employers and providers of financial products and services. He helps design plans and programs to accomplish the client’s objectives while minimizing risk. Doug offers creative solutions to fix operational problems that inevitably occur.

View the full bio for Douglas Heffernan at the Faegre Drinker website.

Posts by Douglas Heffernan:


Upcoming Webinar | DOL Investigations of Registered Investment Advisers Under ERISA – What Should You Know? What Can You Do?

Investigating financial service providers to 401(k), 403(b) and other retirement plans for compliance with ERISA remains an area of focus for the U.S. Department of Labor (DOL) Employee Benefits Security Administration.

Join members of Faegre Drinker’s ERISA financial services team on April 27 from noon to 1:00 p.m. CT, as we explore what registered investment advisers can expect if they are selected for an investigation and best practices for getting through an investigation and negotiating a favorable resolution as quickly and painlessly as possible. While the focus will be on RIAs, this session should be informative for broker-dealers and dual registrants as well.

Continue reading “Upcoming Webinar | DOL Investigations of Registered Investment Advisers Under ERISA – What Should You Know? What Can You Do?”